Erscheinung:11.02.2020, Stand:updated on 20.02.2020 | Topic Measures BaFin imposes administrative fines
On 23 January 2020, BaFin imposed administrative fines amounting to EUR 120,000 on a natural person due to breaches of section 21 (1) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) old version.
An appeal may be lodged against the administrative fine order.
Update (20.02.2020):
The administrative fine order is final and binding.