Erscheinung:16.07.2021, Stand:updated on 06.08.2021 | Topic Measures Capfi Delen Asset Management NV: BaFin imposes administrative fines
On 14 July 2021, BaFin imposed administrative fines totalling 235,000 euros on Capfi Delen Asset Management NV.
The sanction related to breaches of section 33 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Capfi Delen Asset Management NV failed to submit voting rights notifications within the prescribed period.
The company may lodge an appeal against the administrative fine order.
Update (06.08.2021):
The administrative fine order is final and binding.