BaFin - Navigation & Service

Erscheinung:22.04.2024 | Topic Measures Announcement

On 28 March 2024, the Federal Financial Supervisory Authority (BaFin) imposed an administrative fine amounting to 62,000 euros on Neon Equity AG.

The sanction related to a breach of Article 19 (1) of the Market Abuse Regulation (MAR). The company Neon Equity AG that is closely associated to a person discharging managerial responsibilities at an issuer had failed to submit a notification of an own account transaction within the prescribed period.

The administrative fine order is final and binding.

Switch to news

Did you find this article helpful?

We appreciate your feedback

Your feedback helps us to continuously improve the website and to keep it up to date. If you have any questions and would like us to contact you, please use our contact form. Please send any disclosures about actual or suspected violations of supervisory provisions to our contact point for whistleblowers.

We appreciate your feedback

* Mandatory field