Erscheinung:22.11.2019 | Topic Measures Main Capital Funding Limited Partnership: BaFin threatens to impose coercive fines
BaFin issued a notice on 7 October 2019 ordering Main Capital Funding Limited Partnership to comply with the financial reporting requirements under sections 114 et seq. of the Securities Trading Act (Wertpapierhandelsgesetz – WpHG) and threatening to impose coercive fines in the amount of EUR 690,000.
Main Capital Funding Limited Partnership contravened the requirements under section 114 (1) of the WpHG with respect to the annual financial report for the financial year 2018.
The notice is final and binding.