BaFin - Navigation & Service

Erscheinung:21.03.2019, Stand:updated on 20.08.2020 | Topic Compliance Circular 5/2018

Circular 5/2018 - Minimum Requirements for the Compliance Function and Additional Requirements Governing Rules of Conduct, Organisation and Transparency under Sections 63ff. of the Securities Trading Act for Investment Services EnterprisesMinimum Requirements for the Compliance Function and Additional Requirements Governing Rules of Conduct, Organisation and Transparency under Sections 63ff. of the Securities Trading Act for Investment Services Enterprises