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Circular 03/2021 (VA) – Guidance on Genuine Group Insurance Contracts
Guidance on genuine group insurance contracts
This translation is furnished for information purposes only. The original German text is binding in all respects.
Topic GovernanceCircular 11/2023 (VA) – Fit and proper assessment of the professional qualifications and good repute of individuals responsible for key functions or who carry out key functions, in accordance with the Insurance Supervision Act.
This circular provides explanations of the professional and personal requirements made of individuals who perform key functions (i.e. who are responsible for or act on behalf of the key function) and of the associated notification requirements based on the German Act on the Supervision of Insurance Under-takings (Versicherungsaufsichtsgesetz – VAG).
Topic GovernanceCircular 10/2023 (VA) – Professional qualifications (fit) and good repute (proper) of members of administrative or supervisory bodies in accordance with the VAG
The circular provides explanations of the professional and personal requirements made of members of administrative or supervisory bodies and of the associated notification requirements based on the Ger-man Act on the Supervision of Insurance Undertakings (Versicherungsaufsichtsgesetz – VAG).
Topic GovernanceCircular 9/2023 (VA) – Professional qualifications (fit) and good repute (proper) of members of management in accordance with the VAG
This circular provides explanations of the professional and personal requirements made of individuals who are to be appointed to the senior management of an undertaking and of the associated notifica-tion requirements based on the German Act on the Supervision of Insurance Undertakings (Insurance Supervision Act (Versicherungsaufsichtsgesetz) – VAG).
Topic ResolutionCircular 01/2024 (A)
Circular 01/2024 (A) - Minimum requirements for resolvability within the scope of resolution planning (MaResolvability)
Topic Risk managementCircular 05/2023 (BA) - Minimum Requirements for Risk Management (MaRisk)
Annotated text of the Minimum Requirements for Risk Management (MaRisk) in the version of 29.06.2023.
Please note: This English version is provided for information purposes only. The original German text is binding in all respects.
Topic Investments of insurance companiesCircular 11/2017 (VA)
Guidance on Investing the Guarantee Assets of Primary Insurance Undertakings which are subject to the Provisions for Small Insurance Undertakings (sections 212 to 217 of the German Insurance Supervision Act, as well as of German Pensionskassen and Pensionsfonds (Investment Circular)
Supervisory Requirements for IT in Insurance Undertakings
Versicherungsaufsichtliche Anforderungen an die IT -VAIT in the version of 3 March 2022
Please note:
This English version is provided for information purposes only. The original German text is binding in all respects.
MaRisk (englische Version)
Annotated text of the Minimum Requirements for Risk Management (MaRisk) in the version of 16.08.2021
Minimum Requirements under Supervisory Law on the System of Governance of Institutions for Occupational Retirement Provision
Minimum Requirements under Supervisory Law on the System of Governance of Institutions
Circular 04/2018 (VA) – Financial Conglomerate Solvency
Reporting Financial Conglomerate Solvency
Topic Risk managementCircular 06/2019 (BA) - Interest rate risk in the banking book
Please note: The English version is provided for information purposes only. The original German text is binding in all respects.
Attachments
- FAQ zum Rundschreiben 06/2019 (BA) - Zinsänderungsrisiken im Anlagebuch (xlsx, 13KB, File does not meet accessibility standards.)
- Rundschreiben 06/2019 (BA) - Zinsänderungsrisiken im Anlagebuch (PDF, 401KB, File does not meet accessibility standards.)
- Annex Table 1-3: Circular 06/2019 (BA) - Interest rate risk in the banking book (PDF, 51KB, File does not meet accessibility standards.)
Minimum Requirements under Supervisory Law on the Own Risk Assessment of Institutions for Occupational Retirement Provision - Circular 09/2020 (VA)
Circular 09/2020 (VA)
Circular 7/2016 (VA)
Establishment and keeping of the register of assets, submission of the printout and custody of the guarantee assets (Sicherungsvermögen)
To all undertakings authorised to conduct primary insurance business for which the legal provisions for small insurance undertakings (sections 212 to 217 of the German Insurance Supervision Act (Versicherungsaufsichtsgesetz – VAG) apply, as well as German Pensionskassen and Pensionsfonds.
Attachments
Topic Investment fundsSupervisory Requirements for IT in German Asset Managers
Circular 11/2019 (WA) in the version dated 1 October 2019
This translation is furnished for information purposes only. The original German text is binding in all respects.
Topic Recovery/resolutionCircular regarding the Minimum Requirements for Implementing a Bail-in
(MaBail-in)
This Circular is addressed to all institutions under the responsibility of BaFin as national resolution authority, provided that BaFin has informed institutions in the context of resolution planning that it has to be complied with. The Circular sets out the minimum requirements for information to be provided and for the technical and organisational resources needed to ensure the provision of …
Topic Investments of insurance companiesCircular 3/2016 (VA) - Trustee for Monitoring of the Guarantee Assets (Sicherungsvermögen)
Circular 3/2016 (VA) - Trustee for Monitoring of the Guarantee Assets (Sicherungsvermögen)
Topic ComplianceCircular 5/2018
Circular 5/2018 - Minimum Requirements for the Compliance Function and Additional Requirements Governing Rules of Conduct, Organisation and Transparency under Sections 63ff. of the Securities Trading Act for Investment Services EnterprisesMinimum Requirements for the Compliance Function and Additional Requirements Governing Rules of Conduct, Organisation and Transparency under Sections 63ff. of …
Topic Insurance intermediariesCircular 11/2018 (VA) – Insurance Distribution
Circular 11/2018 (VA) – Insurance Distribution (Rundschreiben 11/2018 zur Zusammenarbeit mit Versicherungsvermittlern sowie zum Risikomanagement im Vertrieb) in the version of 17 July 2018
Please note: This English version is provided for information purposes only. The original German text is binding in all respects.
Circular 10/2018: Supervisory Requirements for IT in Insurance Undertakings
Supervisory Requirements for IT in Insurance Undertakings (Versicherungsaufsichtliche Anforderungen an die IT – VAIT) in the version of 20 March 2019
Please note: This English version is provided for information purposes only. The original German text is binding in all respects.
