Stand:updated on 02.02.2024 | Topic Prospectuses Submitting prospectuses, supplements, capital investment information sheets and securities information sheets under the Securities Prospectus Act (WpPG) and Capital Investment Act (VermAnlG)
Issuers, offerors and other authorised persons (e.g. lawers) can submit prospectuses, supplements, capital investment information sheets and securities information sheets to BaFin. For the electronic submission of such documents, BaFin has established the specialised procedure “Prospectuses (EU-VO/WpPG/VermAnlG)”, which is available on the MVP Portal.
Important information: Please note that documents cannot be submitted electronically until the applicant’s account has been activated for the “Prospectuses (EU-VO/WpPG/VermAnlG)” specialised procedure.
All essential information regarding registration on the MVP Portal, registration for the specialised procedure “Prospectuses (EU-VO/WpPG/VermAnlG)” and on the electronic submission of documents to BaFin, including use of the MVP inbox function, can be found in the information sheets under “Additional information” -> “Manuals”.
Depending on the submission type and prospectus type, various reporting data and metadata must be submitted in full via the MVP Portal at the latest by the time the prospectus is approved. The metadata requirements are based on RTS 2019/979 (Annex VII – Machine-readable data to be provided to ESMA). Further information and an overview of the required data can be found under “Additional information” in the “Information Sheet Metadata”.
BaFin collects fees for individually attributable public services performed in accordance with section 1 no. 3, 4 or 5 of the Fees Regulation in respect of Financial Services Supervision (Finanzdienstleistungsaufsichtsgebührenverordnung – FinDAGebV). These services and the corresponding fees can be found in parts 3 and 4 of the annex to section 2 (1) of the FinDAGebV (schedule of fees).
Contact:
Pro Support
for queries relating to the procedure
E-mail: pro-support@bafin.de
Contact:
MVP Support
for technical questions and problems
E-mail: mvp-support@bafin.de