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Topic Information obligations for issuers Emission allowance market participants and other persons required to draw up insider lists

Article from Issuer Guidelines published by the Federal Financial Supervisory Authority

Emission allowance market participants must also maintain insider lists concerning inside information about emission allowances in the context of operations on the market for emission allowances.

In addition, the requirement to draw up an insider list affects any auction platform, auctioneer and auction monitor in relation to auctions of emission allowances or other auctioned products based thereon that are held under to Regulation (EU) No 1031/20101.

Footnotes:

  1. 1 Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community, OJ L 302, p. 1.

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