Topic Information obligations for issuers Publication and transmission requirements
Article from Issuer Guidelines published by the Federal Financial Supervisory Authority
The chapter is divided into the following sections:
Navigation
- Information on major holdings of voting rights (sections 33 – 47 of the WpHG):
- Basic principles
- Notification obligations
- Publication and transmission requirements
- Addressees of the publication and transmission requirements
- Issuer’s publication requirement and transmission to the Company Register (section 40 of the WpHG)
- Obligation to publish the total number of voting rights and transmission to the Company Register (section 41 of the WpHG)
- Exemptions from the obligations under section 40 (1) and section 41 of the WpHG for third country issuers (section 46 (1) and (2) of the WpHG)
- Publication obligation under section 43 (2) of the WpHG
- Legal consequences of violations of the publication, transmission and notification obligations
- Information necessary for exercising rights attached to securities (sections 48 et seq. of the WpHG)
