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Erscheinung:19.08.2025 | Topic Measures Su­tor Bank GmbH: BaFin im­pos­es ad­min­is­tra­tive fines

On 3 July 2025, BaFin imposed administrative fines amounting to EUR 702,500 on Sutor Bank GmbH. The company had contravened obligations under the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) and Commission Delegated Regulation (EU) 2017/565.

More: Announcement regarding Sutor Bank GmbH …

Erscheinung:12.08.2025 | Topic Digitalisierung, Risk management Doc­u­men­ta­tion re­quire­ments un­der DO­RA – made easy (or eas­i­er)

What documentation requirements do companies have to fulfil under DORA? The Federal Financial Supervisory Authority (BaFin) has published an overview to help companies navigate these requirements.

More: Documentation requirements under DORA – made easy (or easier) …

Warnings and notes for consumers

Erscheinung:29.08.2025 | Topic Unauthorised business, Consumer protection De lening voor iedeeren Group: BaFin warns con­sumers about the web­site desnel­le­len­ing(.)com

The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered by the De lening voor iedeeren Group. BaFin suspects the unknown operators, who purportedly have their registered office in Brussels, of using the website desnellelening(.)com to offer consumers banking business and/or payment services without the required authorisation.

More: De lening voor iedeeren Group: BaFin warns consumers about the website desnellelening(.)com …

Erscheinung:28.08.2025 | Topic Prospectuses, Consumer protection Fel­ber Fore­stal S.A.: sus­pect­ed of­fer to the pub­lic of pre­ferred shares with­out the re­quired prospec­tus

The Federal Financial Supervisory Authority (BaFin) has sufficient grounds to suspect that Felber Forest S.A., Maciel, Paraguay, is offering securities to the public in Germany in the form of preferred shares of the company. The prospectus required for this offer has not been published. There are no indications that the conditions for an exemption from the prospectus requirement are met.

More: Felber Forestal S.A.: suspected offer to the public of preferred shares without the required prospectus …